Romance and its Dark Side.


Romance now takes center-stage on the horizontal axis of the story-telling model I’ve been developing in postings over the last year.

Romance defines the undying human urge to “believe in better.” Romance is the most energetic of storytelling moods, because it awakens us to new possibilities and to our own hidden power to transform “what is now ” into “what could be.”  It is the foundation of all our Utopias. Through the Romantic process we have a shot at reaching “the new normal” — a place of contentment or creativity.

Yet to reach this better world, we must first experience some level of pain. That is the dark side.

Recently I wrote about the astonishing success of the silent film The Artist, which affects viewers strongly by perfectly encapsulating the Romantic trope. I’ve also explained how the three-dimensional story axis works, and how Romance fits in as one of the four core narratives that define our mood and emotional reaction to the basic facts of any story.

The object of Romance may be individual: a new life, a new love or partnership, a new personal quest. Or it may be collective: a new society or community, a new philosophy or religion. Either way, what’s important is our faith in an expanding or evolving universe of new and ever-greater possibilities that we can shape through our free will, courage, and open hearts.

Using Romance as a storytelling mode unlocks the power of dreams and imagination. And Romance confronts the demobilising powers of Satire, irony and nihilism, replacing them with the power of what’s possible. Romance is the storyteller’s most powerful tool, as it can transform daily events into a mythic journey with the power to mobilise the most timid soul.

Whilst the Classical or conservative mind-set holds that man’s greatest achievements lie behind us and that modern civilisation may be ironically summed up as “footnotes to Plato,” the Romantic spirit holds firmly that the best is always yet to come. Because Romance – whether expressed in the form of poetry, drama, novels, film or any other medium – explores life’s journey and the fulfilling (or otherwise) of human potential, these stories always unlock huge amounts of energy in audiences.

That’s why, of course, the image of the Romantic Hero is so important. There is one inside each of us. The Adventure of the Hero and the cycle of change described in Joseph Campbell’s The Hero With a Thousand Faces may seem forbidding and inaccessible, with its extremes of initiation, transformation, rebirth and return.

But Campbell made clear this journey underlies every personal transformation, great or small. He wrote: “The whole sense of the ubiquitous myth of the hero’s passage is that it shall serve as a general pattern for men and women, wherever they may stand along the scale. That is why it is formulated in the broadest terms. The individual has only to discover his own position with reference to this general formula, and let it assist him past his restricting walls.”

Not everyone must follow in the dramatic footsteps of big-screen heroes or heroines, to live the life of Madame Bovary or Tom Jones or Anna Karenina. The Romantic element is defined as having the courage to undertake the transformation, rather than its scale. But in every case, the Romantic is willing to put aside the familiar, in search of a new and enhanced life.

Return is possible, but by no means certain. In Ulysses, the poet Tennyson describes the ageing Greek hero’s decision to abandon his kingdom to sail away into unknown adventures with his companions:

‘To follow knowledge like a sinking star

Beyond the utmost bound of human thought.’

The adventure and its rewards are so compelling, that risk of failure is less of a threat than the peril of remaining home to simply rust away with age:

‘It may be that the gulfs will wash us down:

It may be we shall touch the Happy Isles

And see the great Achilles, whom we knew.’

But Romance, of course, celebrates success and the happy ending. The triumph of good, of virtue rewarded, after many trials and tribulations. Despite their failings and self-deceptions, Emma and Jane Austen’s other heroines all end up with the men of their choice. Indiana Jones always ends up safely back at his teaching job, another talismanic trophy stored in a museum out of harm’s way. After the loss of everything else in his life, the hero of The Artist finally gets his tap-dancing starlet.

From an individual perspective, how should men or women honour their Romantic ideals? How can we be true to Campbell’s principle of life as a courageous journey of change – when so many ties bind us to the present, and to the old or familiar? The price that Romance exacts is a high one.

The truth is that the Romantic’s destiny is to deliver hurt to others by journeying forwards – or to hurt himself by placing the needs of others above his own urge for growth and discovery. We must choose between the pain of leaving, or the pain of getting stuck.

Believing in this power of renewal conflicts with belief in gradual incrementalism: there will always be a jolt, a crisis, a loss, as the thresh-hold is crossed and the initiation begins. To “believe in better” often means we must inflict the worst. Yet the pain of being untruthful to oneself is greater than any temporary suffering the journey of discovery may bring.

The revelation of a fuller life demands that we be purged through catharsis: the old self must be burned away as we experience loss, as the price of being able to go forward. The revival of our powers and vitality demands a sacrifice, a little death, before we can return. That is why, in Campbell’s trajectory, Refusal of the Call is an ‘early exit’ that turns the Hero into a victim and suspends his journey.

The anguish of the Romantic is to contemplate loss, and then plunge deliberately forward into crisis in search of an ideal. Equipped with no more than a sense of destiny to guide him, he must cast off into the unknown ocean.

But before that, of course, he must heed the Call to Adventure (the first phase of the Journey identified by Campbell). By definition, this Call is improbable, unlooked-for,  and after years in a stable or secure environment, perhaps unwelcome. This “awakening of the self” opens the Romantic adventure.

Do I myself possess the authenticity, courage and the heart needed to confront more Romantic journeys of discovery? I hope so. Over 40 years of  incessant journeying and life-transitions, and travel to the corners of the earth – sometimes with just a one-way ticket and a reporter’s notebook – I thought I had earned the spurs of an adventurer, who no longer felt the pain of attachment and detachment. Untrue.  I know that each contemplated departure is just as much of a wrench as the first time. There is no shame in admitting that fear, uncertainty, doubt assail me.

For any Romantic, there is no avoiding the pain, or avoiding the deep questions about what must be left behind. But there is a profound difference between behaviour driven by fear or shame, and behaviour that rests on the inner security of truthfulness to an inner vision – regardless of what the world thinks.

“Romantic” might suggest the journey and the chaos of initiation must always be about emotional or sexual attachment; the search for the true life-partner. That’s not always so. Last year I wrote a post that posited the modern entrepreneur or small businessman encapsulates the archetypal journey of the Hero. I suggested that the entrepreneur’s journey – setting out in business alone – is truly a Romantic image for our modern times. I suggest this entrepreneur’s journey revisits all the Seven Basic Story types in my storytelling model.

In business and in public arenas such as the world of entertainment, many don’t make it through.

Last year I wrote about the interrupted journeys and unresolved narratives of three types of modern hero who occupy top places in our celebrity pantheon: the rock star, the sports personality, and the mass murderer. What I tried to show, taking the death of singer Amy Winehouse as my starting-point, is that the Romantic myth exacts a high price and many get lost along the way – perhaps because we as audiences require our celebrities live that risk and danger.

In collective terms, Romance also has its dark side – the moment when the euphoria of belief turns on itself and in turn attacks the faithful. What we believe in can – if left untended – turn into its opposite. There’s no greater example of the Romantic spirit undone than the transformation of the French Revolution of 1789 into the 1794 Terror of Robespierre.

I’ve picked this example because a study of the way historians approached the French Revolution is one of the key themes of Metahistory, the 1973 study by historian and cultural critic Hayden White. His work significantly influences my thinking about how all narratives are formed and presented. I made extensive use of his ideas on narrativity.

Basically, White’s book reveals through a study of leading 19th century historians and philosophers, that there’s no such thing as an empirical account of events. Everyone is telling a story, consciously or not. His case studies of historians use rules that can equally be applied to politicians, economists, business leaders or sportsmen.

White showed even respected historians play with the facts to create emotionally coherent narratives around four familiar types of plot: Tragic, Comic, Satirical or Romantic. He uses the historian Jules Michelet’s treatment of the French Revolution as his case study for the Romantic view of human history. In the end, White says Michelet believes: “everything appearing in history must be assessed finally in terms of the contribution it makes to the realisation of the goal.”

For Michelet (1798-1874), the French Revolution was good for “worshippers of the future” because it swept away the darkness and oppression of the monarchy, and put human society back in contact with its true nature. It was only temporarily bad because as the dream faded, evil and division in human life was reborn. The promise of Utopia was battered yet still intact.

But whatever the tragedies unlocked by the Terror, the French Revolution was fundamentally a good Romantic plot. And that, says White, is why Michelet picked “Romance as the narrative form to be used to make sense out of the historical process conceived as a struggle of essential virtue against a virulent, but ultimately transitory vice.”

The other great example of this same Romantic story turned on its head is the Russian Revolution and its transformation into the Stalinist Terror of the 1930s. There’s no better way to attack a Romantic ideal than to use the power of Satire. Which is why George Orwell’s Animal Farm is such a powerful indictment of Communism that it was in compulsory use for decades as a school set book in countries with a deep-seated fear of  socialism, like the UK.

The Romantic dream of Old Major, the patriarchal pig who teaches other farm animals the utopian song “Beasts of England,” is transformed through Rebellion into a nightmare situation where a new generation of pig-oppressors treat the other animals worse than humans ever did. Orwell’s bleak satire shows how Romantic ideals of egalitarian, socialist economy are corrupted by inherent inequality.

Personal or collective, the Romantic journey is one of belief in better – and the pain of choice. Yet such is the promise of gain, of growth and of self-realistation, we will always confront the pain.

©2012 Richard House

Rhetoric: the ‘Once and Future MBA’ of the Power Persuaders.


This is the first in a series of posts about the Art of Rhetoric and its place in the modern world of persuasion.

Later I’ll be going into detail about the practical applications, but this one is about the origins, the disappearance, and resurgence of the ancient discipline of Rhetoric. Hats off to Giles Abbott and Leon Conrad of the Academy of Oratory, who run a great course on mastering Rhetoric and its practical applications for speakers, performers and storytellers.

In recent months I’ve been writing about the power of communication, of storytelling and of delivery, for instance using an analysis of The King’s Speech film to approach the subject of effective  Rhetorical delivery in great speeches. I also presented a three-axis conceptual model for classifying stories and their effects.

I call Rhetoric the “Once and Future MBA” because it was, and again will be, the preferred study of Masters of the Universe. The day will come when the whole proliferating superstructure of salami-sliced business schools collapses under its own weight and is banished even from placing ads on the back pages of The Economist. ‘MBA Man’ will seek new freedom and new frontiers.

Two thousand years ago, just as they are today, men in positions of great power and financial influence were often slaves.

During the reign of the Roman emperor Nero (37-68 AD), doctors, government officials, accountants, lecturers, architects, goldsmiths, “men of business” (a term embracing the equivalents of today’s executives, investment bankers, hedge fund managers, marketing directors or corporate financiers), were just some of the millions of legally-bound slaves who maintained the economy of the world’s greatest empire.

But some pursuits and some forms of training were blocked to even the most intelligent or resourceful slaves. They were not allowed to study the Trivium or classical curriculum of Grammar, Logic and Rhetoric that forms the basis of our Western Liberal Arts heritage. Liberal because it was not safe to hand slaves the hidden power to rouse the rabble and start revolutions to win their freedom.

Rhetoric is defined as the use of language to instruct or persuade. But through history, it was seen as a dangerous power-tool that could not be allowed to get into the wrong hands. For over a thousand years, from the Roman to the medieval world, the study of Rhetoric was the semi-secret discipline that opened the gates to power and influence.

In ancient Rome – and in Greece before it – the key to real political power was the study of Rhetoric. This was the MBA of the ancient world. Quintilian, the master rhetorician of Nero’s time, wrote a 12 volume best-seller called The Institutes of Oratory, and on the back of it rose to become a Consul. He tutored Pliny, Tacitus, and several imperial princelings.

Or indeed Aristotle. 300 years before Quintilian he laid the foundations of the whole business with his works on Rhetoric and Poetics. No CEO today need doubt that Rhetoric was a true power-play. After all, Alexander the Great was Aristotle’s best student.

Describing Roman times in Julius Caesar, Shakespeare makes the key event of the tragedy (Act 3 Scene 11I come to bury Caesar, not to praise him”) revolve around Mark Anthony’s dazzling powers of Rhetoric to reverse the entire plot sequence. Brutus, the co-murderer of Caesar, delivers a self-justificatory eulogy that means he’s let off free by the crowd… but only until Mark Anthony takes the podium to spread revenge, mutiny and revolution through his power of persuasion.

In fifteenth century Italy, Niccolò Machiavelli, author of The Prince and one of the creators of modern political science, was first and foremost a teacher of Rhetoric. So Machiavelli, whose name has (unfairly) become a synonym for the morally-dubious wielding of power, wrote the manual for rulers willing to use the persuasive arts to acquire and keep political power. As well as toppling popes and princelings, Macchiavelli’s teachings helped give Florence the political stability that underpinned its great cultural and artistic flowering.

Do how could our understanding of this awesome power-tool, Rhetoric, have dwindled to today’s parodic dictionary definition of bombast, falsity, exaggerated verbiage and word-smithery? The Oxford dictionary glosses it carrying “implication of insincerity, exaggeration, etc.” What on earth happened to this branch of secret knowledge?

My contention is that Rhetoric was a collateral victim of the Enlightenment and its (sometimes over-enthusiastic) embrace of Science as the new religion. It’s no coincidence, perhaps, that the death in 1727 of Sir Isaac Newton, the polymath scientist who discovered classical mechanics and the laws of motion, coincides roughly with the eclipse of Rhetoric as the basis of all study in European universities.

By condemning “logic-chopping” academics to ridicule, while glorifying new “empirical” studies based upon logical approaches, the foundations of our modern consciousness were laid. But history is never so simple. Newton himself was a theologian and an accomplished Alchemist. His literary executors at Cambridge University burned his entire Alchemical oevre because they wanted to project him purely as a modern scientist, and not as a more rounded Renaissance man.

In much the same way, Rhetoric has been effectively suppressed to make way for the “new sciences” of social persuasion.In its place have emerged modern disciplines based on recent scientific discovery – sometimes of the most tendentious nature.

The modern edifice of moral persuasion – based on the original definition “the use of language to instruct or persuade” – now represents about 20% of global GDP.

The great Babel-like Tower of commercial and political marketing, advertising, thought leadership, opinion formation, opinion polling, profiling, audience research, focus groups, corporate anthropology, corporate communications, social media, viral online communications, web search optimisation, Pavlovian conditioning, Myers-Briggs, subliminal influence, Neo Linguistic Programming, Ericksonian hypnotherapy, Maslow’s Hierarchy, “coach-approach” based learning – you name it – the whole thing adds up to not a lot more – or less, than Quintilian was preaching 2,000 years ago.

In modern culture meanwhile,  Rhetoric hardly gets a name-check these days — unless it’s through quirky outliers such as Robert M. Pirsig’s superb 1974 philosophical enquiry  Zen and the Art of Motorcycle Maintenance, or Charlie Kaufman’s 2008 comedy Synecdoche, which draws its name from the Rhetorical trope sometimes confounded with metonymy.

So what’s my beef with MBA-land?

In terms of education for business management, what we’ve developed is an empirical model based on the observed behaviour of financial, material, technological or political variables in the present and the past, which are then projected as reliable guides and cure-alls for the future. Facts, data, and spreadsheets define the logical challenges facing the modern corporation. The facts should speak for themselves. Sufficient application of MBA-power by a large enough body of trained consultants will crack any problem whose roots lie in logic.

At the margins, HR type solutions based on character profiling using social science-based tools will increase personnel alignment and engagement to protect investment in “human assets” and so increase staff productivity. “Soft stuff” away-days to work on team-building and motivation will smooth over any unsightly cracks. Top it off with a corporate value system, and everyone should be happy, efficient and value-generating.

But a cursory glance at the business pages of any newspaper will show that both financial life and corporate reality is stochastic, not deterministic or linear. The past is no guide to the future. Only future probabilities count, not old facts. And on the human-interest pages, we see that what guides behaviour is not looking backward to old realities, but the looking forward and power of being asked to imagine new and possible futures.

Probability – and not certainty – is what guides much of human action. When it is presented to us with sufficient attractiveness, we respond to the possible (or even the impossible)  by actually making it happen. This is precisely the terrain of Rhetoric we have chosen to forget.

So why the “new MBA” of logic, over the accumulated wisdom of the “old MBA” using language to instruct and persuade  — and thereby making the probable come true? Seen through the lens of Shakespeare’s Julius Caesar, why did we select the Brutus of rational, reasoned debate, over the fiery passion of Mark Anthony?

In terms of our shared moral and intellectual development, I’d contend that somewhere in the 18th century we passed a fork in the road where we opted for the logic of science over the probability of rhetorical persuasion.

Logic is concerned with reasoning to reach scientific certainty, while dialectic and rhetoric are concerned with probability and, thus, are the branches of philosophy that are best suited to human affairs.  Rhetoric helps leaders – politicians and business leaders – to persuade a general audience using probable knowledge to resolve practical issues.

You can fix the past with logic, but you can only fix the future with probability.

My proposition is that – faced with a world of ever-proliferating uncertainties and complexities derived from our inability to deliver satisfactory logical outcomes to every challenge – we should take a step back, rediscover the old ways, and embrace the power of possibility.

We remain, at heart, tribal people who need leaders able to present us with new worlds and new possibilities; we are inspired by passions; we aspire to build satisfying futures.

We cannot change the past, but we can change the future – by mobilizing people to accept the powerful and engaging stories we tell of how things will be, by sharing this story, and striving to turn this possibility into reality. They don’t teach that at business school.  Yet the tools to do just that are lying disregarded in the dust.

As the plight of a King Canute unable to hold back the advancing waves once showed, no leader can change the powers of nature and of established fact. But another story – that of the Pied Piper of Hamelin – shows that by using persuasion to draw others along behind us, we can shape and build a new world.

Some leaders can play the pipe: other leaders play with words using the power of Rhetoric.

© Richard House

Silent Storytellers, Romance, and ‘The Artist.’


What makes The Artist such a satisfying film to watch, and why do so many people emerge from the theatre believing they’ve seen it before?

The film’s success is based on rather more than a counter-intuitive revival of the era of silent movies to entrance us after 80 years of “talkie” sophistication, reinvention and computerised special effects.

If it’s not the silence, the outstanding acting, or even the retro charm of black-and-white, what gives Lithuanian-French writer-director Michel Hazanavicius’s film its magic? This movie set in the 1920s and early 1930s is a masterful piece of storytelling that deserves its Cannes Film Festival Best Actor award, its three Golden Globes and no less than five Oscars too, including best actor and best picture.

Any teller of stories would do well to follow the Hazanavicius principle: stick with the archetypal plotlines that reflect our collective unconscious, and you can’t go wrong.

Stories that re-validate what’s known to us, are every bit as valuable as pure innovation. That too, was the lesson George Lucas applied when in 1975 he plundered the monomyth concept in Joseph Campbell’s The Hero with a Thousand Faces, for the essential plotlines in the Star Wars sequence of movies. Likewise, the Wachowski Brother’s The Matrix trilogy follows the same tried-and-true pattern.

As viewers, we too are on familiar and very satisfying terrain. The success of The Artist derives in large part from the odd sensation that we have seen this film at least not once, if not hundreds of times before. And we have. The film brings together in almost textbook form the archetypal plots and inversions that made Hollywood such a powerful dream factory. Predictable? Yes. Corny? No.

We know exactly what is going to happen in what is a carefully crafted synthesis of every glamorous Hollywood love story, which takes pastiche to the point of perfect recipe. When an experienced yet proud older man attracts a younger woman, their destinies entwine with powerful consequences for both.

There’s a predictable inversion of roles, as the brightly opportunist young girl (Peppy Miller played by Bérénice Bejo) rises rapidly in the new world of talking pictures. This rise mirrors the collapsing fortunes of the older man (George Valentin played by Jean Dujardin), a Douglas Fairbanks/Errol Flynn-like hero of exaggerated charm encapsulating the vanishing era of silent film.

The stages of his decline are as carefully (and predictably) defined as those in Dante’s Inferno: loss of work, money, home, marriage, possessions, pride, servant, identity. Then the would-be suicide and “rescue.” There follows the redemptive  and revivifying power of the girl’s love – and the cunning reinvention of the pair, not as talkie actors but as dance-and-tap Fred Astaire and Ginger Rogers lookalikes.

With a clear nod to the Hollywood buddy movie, there’s even a four-footed side-kick in the form of Uggie the acrobatic Jack Russell, who almost steals the show from Dujardin.

The plotline is a ‘Tale of the Expected’ that cleverly encapsulates one of the four key elements or tropes in the horizontal Narrative Axis of the three-dimensional Storytelling matrix that I’ve been developing and describing in previous posts and lectures. You can view my earlier posts describing StorytellingNarrativity, and watch a TED Talk outlining this matrix.

Specifically, the script is a calculated exercise that triggers a Romantic reaction to the narrative being played out. I’ve now reached the point in my year-long Storytelling analysis where we focus on the Romantic trope and its effect on listeners/viewers. I’ve already addressed in part how, in the sphere of public affairs, Romantic narratives can inspire us to change and to believe in better. I used the example of our reviving faith in our own western democracy, thanks to the (seemingly) satisfying upheavals of the Arab Spring during 2011.

But of course, the true terrain of the Romantic trope is the human heart itself.

For a student of storytelling techniques and methods such as myself, the movie in question brings powerful validation of these underlying principles. What’s important is how we respond to Romantic narratives. They give us confidence. They make us active: we want to change the world for the better. We feel satisfied and optimistic. Every journey has its redemptive nature. Our belief in the transformational power of love is reborn.

In this movie we derive pleasure from the narrative because its structure plays out stories and fully completes them in their purest and most satisfying form. Readers of my blogs will recognise at least one of the Seven Basic Plots. Beauty and the Beast is in there, and so too is Cinderella.

In his Quest to find a new way to express himself in a world of speech that no longer needs his art, the hero Valentin must Overcome the Monster of silence. His is a journey of Voyage and Return. And as his new screen partner lives the Rags to Riches scenario, he himself experiences Rebirth. Comedy, of course, abounds, for this is a process of setting a disordered world to rights.

Expressed this way, the plot sounds predictable, even dull. Don’t we want to be surprised and thrilled by the unexpected? Yes – but we seek validation too.

The lesson here for corporate storytellers as well as scriptwriters is just the same. Originality is often over-rated in a world where many people are seeking comfort, reassurance, and the fantasy of escape from the humdrum. That, after all, was the essence of the Hollywood ‘Dream Factory’ in its golden era.

Let’s see how The Artist fares at the Oscar ceremony 26th February 2012.  And let’s see whether Uggie the Jack Russell goes for gold when he makes his final bow in Tinseltown – or should that be his final bark?

©2012 Richard House

Soaps and Storytelling


Think selling refrigerators to Eskimos … and then think of my assignment this week: presenting one of the world’s largest and slickest storytelling organisations with fresh ways to view their own blockbuster products.

I’d been invited to Rio de Janeiro to give a talk at Projac, the main production centre for TV Globo, Brazil’s leading media organisation – and the world’s largest producer of telenovelas or TV soap operas. Globo has been producing soaps since the early 70s and they have been successfully exported around the world.

Arguably, Brazil and its prevailing zeitgeist are defined by the current blockbuster soap. So Globo, after some years in the doldrums, has just hit a ratings peak with Fina Estampa, a piece about Pereirão, a tough working (and working-class) mother  – played by Lilia Cabral —  not afraid to show her masculine side, who fights her way up from the lower ranks with dignity and grace. In a nation now experiencing the dramatic and satisfying rise to economic prominence and social significance of the C/D socio-economic group, Globo’s TV storytelling was right on the money, regularly hitting 40 million-plus audiences.

So when I finally battled through the traffic to reach Jacarepaguá and Globo’s  sprawling ‘tropical Cinecitta’ style production lot where half a dozen novelas are in simultaneous production of different sound stages, what could I possibly have to tell the folks from the company’s innovation think-tank, known as I9?  Globo’s telenovela writers enjoy rockstar status and regularly teach university-level script classes to would-be authors. The audience had that look of “show me something I don’t already know.”

I made a bet that although Globo was a fantastic creator and producer of stories, there might not be quite so much method behind the process of story selection. After all, ensuring critical and ratings success is a random business. You have to throw stuff at the wall of public opinion to see what sticks. There’s a lot of trust in the author.

The only way to find out if a story will really work is to commission and produce a pilot, screen it for focus groups, invite critics, try and start a viral buzz on social media. By this stage a major financial commitment has been made in the story – but you still don’t know if the story will “pegar na veia do publico” – a telling reference to mainline drug injection that journalists use to describe the popular effect of successful dramas.

The arrival of internet, multiple cable channels, and new TV stations has broken some of the old “one party state” ubiquity that Globo enjoyed in the 70’s, 80s and early 90s, when its novelas were a defining national passion. In fact the success of Fina Estampa is being seen as a much-needed fightback after some years in the ratings doldrums.

So my presentation focused not on how to tell a story (Globo is already way, way ahead on that), but on how to classify stories, how to analyse the way story types affect our moods – and how to use stories to affect behaviour and shape likely outcomes. I wanted to intrigue them with the notion that you could have a well-informed idea — even before the author began his scriptwriting, what kind of story would likely succeed. All you need is an interpretative matrix and a system that allows you to overlay known or predicted public demand, with certain story types.

I presented the three-dimensional matrix storytelling that I’d previously shown in a TED talk, and had shared with the folks from EACD, the European Association of Communications Directors. With literally hundreds of telenovelas to choose from, I simply switched my case studies so that every “real world” event or story type, was matched by a “novela world” happening.

Readers of this blog over recent months will have seen the model taking shape through my posts on the Seven Archetypal Stories (The vertical Story Axis), the Four Story Moods (the horizontal Narrative Axis) and — this one still to come, folks – the five behavioural effects of story (the diagonal Happen Axis).

This meta-view worked a treat! The Globo folks loved the way their productions could be inserted into an interpretative matrix that blended journalistic fact with soap-opera,  European politics with local corruption-busting, and which compared NATO’s increasingly desperate attempts to impose peace in Afghanistan with their own drug wars in Rio’s favelas. It’s an uncanny coincidence that Globo was already in production with Brado Retumbante, a farce about Brasilia’s political corruption and graft, in the months  before and during unfolding political scandals that  toppled no fewer than six of president Dilma’s ministers last year.

After all, Brazil’s recent history veers crazily between “too bizarre to make up” facts on the political stage that often resembles a sound stage at Projac. Former president Lula’s own humble beginnings as a metalworker and labour convener were profiled in a feature film (Lula – o filho do Brasil). And the back-story of current president Dilma Rousseff is even better: she was a gun-toting leftist urban guerrilla in the days of military dictatorship. She beat cancer and other hardships to win the presidency, inheriting Lula’s mantle and becoming one of the world’s five most admired women.

The great vindication for me was that the three dimensional storytelling model that I have been developing over the past year is robust, adaptable – and comprehensive. It works in a corporate environment. And it works as a teaching tool. It works in Rio, in London, across Europe. You can’t easily satisfy the producers and professional storytellers at Globo. But I think I gave them something to think about.

©2012 Richard House

Infographic Storytelling: hands and words working together


Some time back I wrote a script that became the voice-over of an infographics-based 4 minute video podcast. This was the launch video for a TED  Conference held in Utrecht, the Netherlands at the end of 2011 (at which I was also a speaker).

The subject was moral persuasion and mass behaviour change –  how our lives and choices are  influenced by external forces including  storytelling  through the media. And how, while many of these influences are commercially-biased, there is  such a thing as morally-justifiable  “persuasion for good” that can deliver broad social benefits. One example of this is the ‘Nudge Theory’ now popular with policymakers in Washington and London.

The design and artwork was done by the brilliant folks at Grey Matters and TruScribe. Their thing is applied social- and-media psychology. They research, publish and consult about the application of scientific persuasion insights in marketing, sales and cross-media campaigning.

Check it out!

http://www.youtube.com/GreyMattersNL

I thought it might be fun to post  this video as the storytelling process works so beautifully when you can see the artist’s hand actually creating the story for you in real time. Other  institutions, including the RSA in London (a society of which I’m also a member), have used the technique with incredible effect in terms of  “share of mind” on youTube etc. Andrew Park, the RSA artist, has become a bit of a rockstar.

Richard House

“The Monkey on your Back” – Management, Leadership … and Storytellers of Complexity.


How do you distinguish the attributes of Management, Leadership … or whatever lies beyond? How does the responsible advisor or storyteller help corporate  executives to deal with the monkey on their backs?

Otto Scharmer’s ‘Theory U’ gives an excellent perspective of how the evolutionary process is working on the world of the  industrial/post-industrial corporation. Just as political organisation evolved through feudal kingdoms, autocracies, city-states, republics and democracies, so the dominant form of social organisation in our time – the workplace – is also driven by change.

I’m just getting into “Theory U” and still have a lot to learn. But it makes profound sense.

Because “Management” as a form of social organisation is barely a century old, it is experiencing its burst of Darwinian “speciation” around about now. We are already able to detect certain evolutionary “losers” or dinosaurs being swept away in cataclysmic alterations of the earth’s business atmosphere. We know some companies – Tyco, Enron, Lehman Brothers, Merrill, the old GM – are losers. However there is no linear proof that certain companies fail purely because they followed specific organisational models. Evolution is too complex a process to pinpoint a single source.

Likewise it is not yet clear which characteristics will define the dominant evolutionary types that will take possession of an earth deprived of its dinosaurs. As the evolutionary dust clears we see that the form of social organisation  (management) is a critical factor: but the huge speciation of the management publishing and consulting industry is proof that little or no consensus exists as to the future.

Nevertheless decisions taken today determine the evolutionary rules of tomorrow – and they define three approaches to viewing the world.

For the first type (which he calls Dynamic complexity), Scharmer uses the metaphor of global warming. Here, yesterday’s emissions are only now starting to show their effects, while the consequences of today’s emissions are the subject of informed guesswork. So it is with management choices taken for the future. Systems built of interacting forces with feedback loops are familiar to every manager who every wrestled with product or process.

The second type (Social complexity) takes account of multiple perspectives and the need to reconcile diversity. Organisations are about people – and aligning the different needs of stakeholders is a type of work familiar to every leader who ever fine-tuned systems or competencies.

Scharmer’s third type of complexity — Emerging complexity — is built around the kind of world we see today: disruption, ambiguity, absence of clear polarities or reliable guidance from the past. The established diagnostic tools no longer work – and classical management or leadership skills don’t resolve everything. This is evolution and  Scharmer describes the skills needed to work with this complexity with his trademark “presencing” or the “inward look” that precedes action. This sounds very much like what the rest of us call inspiration and is familiar to any creative who’s had a brainwave.

So: let’s use these three categories Manager: Leader: Inspiration, to help us define the evolutionary shift in organisations and see if this helps us to define how we  (the consulting and advice industry who work to help companies  create, tell and deliver their institutional stories) can serve the needs of today’s and  tomorrow’s CEO.

The table below posits that left-to-right  is evolutionary advance for the company (always with the caveat the  “full spectrum” advance means companies still remain perfectly able to deliver the attributes of “earlier” evolutionary stages, e.g. efficiency or process optimisation).

Three columns define the modes of viewing complexity, while the rows show company culture attributes in each evolutionary stage.

Role Management Leadership Inspiration
DELIVERABLE Product & Process Systems & Competencies Meaning
ORGANISING PRINCIPLE Efficiency Fitness & Purpose Spirit of Innovation
RESOLVING COMPLEXITY Impose discipline Seek simplicity Improvisation & ambiguity
EMPLOYEE PARTICIPATION Hierarchy “Voice but no vote” Co-creators
LEARNING EXPERIENCE MBA Coaching Experiential ‘theatre of change’
COLLECTIVE MODEL Centralise Decentralise Collaborate
NARRATIVE Message Story Dialogue: inspiration and creativity

If we now read the Inspiration column vertically, this should provide some of the attributes that a storyteller with something serious to offer, would need to include in any leadership development program dedicated to helping executives “get the monkey off their backs.”

Are these transferable skills/categories? Can we help here?  Can we add anything new?

  • If the question is applied to the first column named Management, my guess the answer is “no.” There’s a whole industry doing this.
  • If the question is applied to Leadership, my guess the answer is “perhaps.” There’s another industry applied to this, proceeding more (or less) effectively.
  • If the question is applied to Inspiration and they that  corporate storytelling can  help, the answer is a definite “yes.”

If there is interest  from other storytellers in this analysis of ‘Inspiration,’ the role-players around it and its attributes within the modern corporation, I will write more about this and share my Scharmer-related discoveries as I try them out with our own corporate clients seeking change and growth.

Richard House

Eurozone Financial Satire: “Madmen in Authority and Academic Scribblers.”


Unblogged is unplugged. If I were a Catholic and this weblog a confessional, I’d have to start this with: “forgive me reader for I have sinned. It’s been six weeks since my last confession. Nobody cares about deeds … but plenty of thoughts and words have gone unrecorded and unblogged.” This means I start 2012 several weeks behind schedule with my promise to continue, segment by segment, my three-axis interpretative model of storytelling which has now reached the four modes of Narrativity.

So my January good resolution must be to make up for lost time in describing the remaining pieces of the matrix I devised. Last time I promised to examine the storytelling mode of Satire, as seen through the lens of our responses to the Eurozone Crisis. And I promised to trace this ugly story that affects everyone on planet Earth, right back to its roots in the obscure intellectual struggle between two long-dead economists.

So it’s time to pick up the thread. Here goes, with apologies for the delay.

The Disengaging Power of Satire

Each New Year’s Eve, a significant slice of the population of Germany sits down in front of the TV to watch the annual re-run of a black-and-white short film called “Dinner for One.”  It’s an obscure British satire from 1963, featuring the comic interaction between Sophie, a lonely dowager celebrating her 90th birthday, and her buffoonish butler James. The film has been completely forgotten by the Anglo-Saxon world.

On December 31st 2011, Germany’s AKD network decided to spice up the plot with a new version called “The 90 Rescue Summit – Euros For No One”. The two characters are digitally retouched as Angela Merkel and Nicholas Sarkozy.

As in the original, none of the invited dinner guests appear – and the butler has to “follow the same procedure as last year,” impersonating each guest in turn to please his mistress. Only this year, Sophie/Merkel’s guests are the most important statesmen of Europe. The only problem is that there is no statesman left in the Euro Zone to attend Merkel’s Euro Summit. “No-one is left here except the two of us,” says Sarkozy at one point.

Merkel and Sarkozy chink their glasses to the health of (ex) Greek PM Papandreou and Spaniard José Luis Zapatero, 2011’s principal victims. And so through the power of satire, the Eurozone crisis and its destructive influence have been diminished to a poignant comic interlude with which to close the year.

Ian Hislop, the editor of Private Eye, raised many eyebrows when he said during the veteran British magazine’s 50th birthday celebrations that all those years of bitingly satirical articles aimed at deflating the rich, pompous or powerful had not changed a single thing in Britain’s status quo.

Satire after all, is supposed to change the world by shaming the great and exposing untruths. Satirical writers such as the late, great Czech dramatist (and president) Vaclav Havel, have been feared and locked up dictators of all kinds.

But look a little closer at the way we experience satirical stories and you’ll see Hislop had a point. Give us a Satire, and we’ll shrug our shoulders, laugh at the folly, greed and absurdity of human nature and our resulting inability to change anything. Satire sees only meaningless change in human life; human affairs display no pattern, no progression, and for the most part are governed by folly, cruelty, or mere chance.

Satire is Liberal (in the European sense used in this series – not the word Americans use to describe those who behave like Europe’s Social Democrats). It demobilises us and makes us see we are not responsible for others, only ourselves. Unlike a Romance, we don’t want to start building barricades in Paris or changing the world for the better.

In short, you can’t start a revolution with Satire, however much you can make people laugh and reinforce their ironic perceptions about how power corrupts. As satirical shows become familiar and institutionalised – like Saturday Night Live  – they help us to blow off a little steam, without moving to actually protest.

In a previous post (Narrativity, Metahistory, and the Persuasion Industry) I looked at Satire as it’s defined in the work of the critical theorist Hayden White (84). His proposition was that historians who claim their discipline works with empirical data and disciplined wissenschaft, are really narrators in the grip of the same deep storytelling drives as the rest of us.

All history, says White, is now written in the conventions established in the 19th century. And these conventions, he says, show historians cannot “not choose” to write from anything but a metahistory perspective. Without fully realizing, historians organise facts into convenient sequences that follow distinctive narrative types or tropes. In addition to being (consciously or unconsciously) slaves to convention, historians make particular links between the data they gather, that in turn set the mood for readers.

Now it’s time to apply this theory outside the worlds of literature or history, in the messier field of contemporary events and above all, in the domain where economists struggle to convince us that theirs is anything like an exact science — or that real events follow principles they have developed such as ‘efficient market theory.’

In other words, can we show that economists just make things up too? More than that – can we show that the mood of the dialogue between rival economists and their theories, has helped set the stage for this catastrophe we call the Eurozone Financial Crisis?

Worldwide, stock markets lost a stunning US$6.3 trillion in 2011. Europe’s woes dragged down growth everywhere – bringing recession to the EU, and catastrophe to Greece, Spain, Ireland and Portugal. It looked like Germany was ready to sacrifice the weaker half of the Eurozone, in order to save the Euro. In Swiss bank vaults, nervous millionaires hoarded stacks of Bundesbank-printed EUR 100 notes with the precious X serial number (proof that these were strong beer-belt “Neuros”, rather than potentially worthless olive-oil belt “Seuros”). Britain – ever an unwilling partner – headed for the exits, pleading enlightened self-interest.

The mess is horrific and Europe’s young are suffering an epidemic of joblessness. Fully 48.9% of young Spanish people aged 16-24 were unemployed at end-2011. The rate was 45.1% in Greece, 31% in Ireland and 28% in Portugal. Even in prosperous Germany and stable Holland, the youth unemployment rates were 8.5% and 8.2% respectively. Britain, which has chosen to go its own way outside the austerity pact agreed by 26 EU nations, has 22% youth unemployment. A massive distortion in intergenerational equity is laying the foundations for a coming ‘Young vs. Old’ conflict over resources for pensions, education, and health.

Yet how did we respond to all this? We laughed when cartoonists produced images of “Merkozy” – an amalgam of the French and German political leaders piloting this slow-motion car crash. We sniggered derisively at the number of emergency summit meetings needed to generate the conditions for yet another damp-squib summit meeting.

Yes, “Dinner for One” captures the mood perfectly.

We yawned after reading the level of recession that the EU core countries “disciplinary pact within a pact” would impose on weaker members. We whistled at ivory-towered bureaucrats ploughing blindly on with Commission make-work programmes to make Europe the most competitive and the most on-line of economic blocs, oblivious of the current plight of the Greeks. Seemingly, it matters nothing today that Athens brought us democracy, philosophy and higher values.

Why? Because this whole episode as projected for us as a blockbuster Satire. While this allowed us to laugh at what is possibly Europe’s worst post-war moment, it also demobilized us. With the exception of France’s public servants who have rightly linked the crisis to the undercutting of their pension rights, and as a consequence will punish Nicholas Sarkozy’s re-election hopes in 2012, we remain disengaged.

By any yardstick, Europe’s popular level of calm acceptance of its misfortunes is astonishing. What’s even more amazing is that few seem interested in exploring the roots of stunning bipolar mood swings by governments and central banks.

In December 2011, European policymakers held a summit to impose a “beggar my (southern) neighbour” austerity plan on misbehaving member states that that took the recessionary doctrine of “tough love” to new lows, effectively leaving Greece to its sorry fate. In just the same month, though, European central bankers open the spigot to spray their commercial cousins at “zombie banks” with EUR 480 billion worth of cheap money. Robbing Peter to pay Paul? As the Economist put it: “giving bucket-loads of cheap money to banks is seen as preferable to shoring up governments.”

In a way, the approach mirrors America’s 2008 actions in pouring over $800 billion of state funds into the auto, banking, home loan, and civil aviation industries, while perversely tossing Lehman Brothers and AIG into the shark-tank as symbolic sacrifices. Billions of words have been written on these mysterious acts, but we still haven’t got to the root of why all this happened.

We are perplexed – or I certainly am.

By far the best guide I have come across is the late Tony Judt, a British-born academic who worked in New York. His 2010 swansong, Ill Fares the Land (dictated in 2010 while he lay in paraplegia), is subtitled ‘A guide for the Perplexed.’ The book was developed from an article for the New York Review of Books.

His is a deep, passionate yet forensic analysis of why the world has begun to wobble, tracing the roots of current ills back to a period in the 1970s when profound changes began to take place in the nature of western societies. Until then, argues Judt, there was a rough equilibrium between the powers of untrammelled market capitalism, and state-backed social democracy.

On both sides of the Atlantic, the post-war era was characterised by trust, cooperation, progressive taxation and an interventionist state. These were the bulwarks against a resurgence of the political extremism born of economic desperation that had twice led to war.

America had the ‘Great Society,’ federally-funded highways, Medicare, and a federally-backed home loan system. Europe had universal welfare provision, job stability, and wealth distribution programmes. Political philosophy was about making the Good Society – not about imposing economic arguments. Leaders like De Gaulle, Adenauer, or Bevin might have been dull, yet there patently was such a thing as society.

But although Judt admits “the past was neither as good or as bad as we suppose,” we willfully turned our backs on it in search of something quite new. This began around 1976 and only today are we reaping the fruits of a collapsed global economic model.

What Judt tells, is a most extraordinary story, best summarized by one of the two protagonists, John Maynard Keynes, the influential British economist and father of Keynesianism. The economic system he designed was to prove the bulwark of world stability for almost half a century. Here is what Keynes wrote:

“Practical men, who believe themselves to be quite exempt from any intellectual influences are usually the slaves of some defunct economist. Madmen in authority, who hear voices in the air, are distilling their frenzy from some academic scribbler of a few years back. I am sure the power of vested interests is vastly exaggerated compared with the gradual encroachment of ideas.”

So what was the ‘gradual encroachment of ideas’ and what ‘academic scribbler’ has been driving the “madmen in authority” behind today’s Eurozone crisis?

Judt profiles the extraordinary capitulation of the once-mighty Keynesian theory that secured the aftermath of two world wars, and lays it all at the door of one single thinker, Friedrich Hayek.

Hayek’s thinking rose to prominence following his 1972 Nobel Prize for economics. It was he who drove the huge rightward turn in economic thinking that consigned Keynes to the trash-can – and laid the conditions for today’s turmoil of which the Eurozone Crisis is ‘Exhibit A”.

Hayek influenced Milton Friedman and the Chicago School of Economists; he was lionized by British premier Margaret Thatcher, inspiring her to deliver the famous bon mot: ‘there is no such thing as society.”

In turn he was picked up by former US president Ronald Reagan and inspired his conservative “Shining City on the Hill” vision. And so his thinking defined the global trend toward small government, big privatisations, and the unwinding of the welfare state – all to give more space to laissez-faire free market practice. The rest, as they say, is our modern history.

Hayek’s rise to prominence is an extraordinary story, for he passed half his life in near-total obscurity. After fleeing the turmoil of his native Vienna in the early 1930’s he came to London to try and explain what he had seen.  Hayek and his fellow Austrian School of economists believed that the 1934 reactionary coup against a social city administration and economic collapse that led to the rise of fascism in Austria, was entirely the fault of the Left.

The state under left-wing management ultimately was to blame for the rise of Hitler. The only way to defend liberalism was to get the state right out of economic life.  In his 1944 masterwork The Road to Serfdom took a shot at Keynes himself, pointing out “the similarity of much of current English political literature to the works which destroyed the belief in western civilization in Germany, and created the state of mind in which Nazism could become successful.”

To find out exactly why Hayek chose to set himself up in opposition to Keynes, we need to turn to a authoritative book by Nicholas Wapshott: Keynes Hayek: The Clash That Defined Modern Economics” (Published 2011.)

Wapshott profiles Hayek’s flight from Vienna, his 1931 arrival in London to work at the London School of Economics, his period of obscurity – and his earlier, rather sycophantic attempts to attract the attention of the man who was the most famous economist in the world – John Maynard Keynes.

When Hayek wrote Keynes asking for a copy of ‘Mathematical Physics’ (an obscure 50 year old textbook) the Cambridge don brushed him off the young Austrian rudely with a one-line postcard: ‘I am sorry to say that my stock of ‘Mathematical Physics is exhausted.”

Bizarrely, Hayek treasured this postcard putdown – which today sits in the Hayek archive of the Hoover Institution at Stanford University. Although Keynes later told Hayek he considered The Road to Serfdom  ‘a grand book,” the damage was done – and what Wapshott describes as “the most telling duel in the history of economics” was on.

Even as Keynesian thought held sway through the 30’s and 40’s, Hayek began telling the “tough love” story that almost all influential policymakers believe today.  Giving credit to consumers as a cure for economic depression only makes matters worse. Only time – not “artificial stimulants” – can affect a cure when nations have got into the habit of consuming more than they produce.

For Hayek, the market has its own logic and contains its own natural remedy.  Hayek’s big argument was that freedom in economic affairs was the only guarantee of political freedom, and that any state attempts to manage the economy would cause fascism or communism to return.

With notable exceptions – too-big-to-fail banks that regularly get massive doses of Keynesian “artificial stimulants” – Hayek’s 50 year-old remedy is today being meted out to Greece, Portugal Ireland, Spain, Italy and the other EU bad boys.

Keynes died in 1946, worn out by his wartime labours and by the conceptual work he did on creating the Bretton Woods institutions. Hayek lived on till 1992, dying shortly after he collected the Presidential Medal of Freedom from US President George H. Bush.

When Keynes wrote of “Madmen in Authority …and Academic Scribblers,” he could not have known how Hayek’s thinking would eventually eclipse his own, or help to sow the seeds for our current period of global instability.

We are moving into an era potentially as unstable as 1931, when the young and traumatised Hayek fled from the political turmoil of Vienna, to seek a safe haven in London. There Hayek began his life’s work of undermining Keynesian thought through the “gradual encroachment of ideas.”  So 80 years later, his alternative holds sway.

The power of this story affects every single one of us. It shows convincingly how Hayden White’s model is just as applicable to dead 20th century economists as to dead 19th century historians. What works for Hegel, Marx and Nietzsche, works for Keynes and Hayek. And it works today, looking forward.

And it shows convincingly that stories presented in the Satirical trope diminish our power to react strongly or to get excited and engaged. There’s no better way to tell and sell bad news to populations and keep them docile or indifferent, than through Satire.

And so our natural defence against the economic hardships this obscure ideological tussle has brought us, has been demobilised and weakened by the power of Satire. We feel that because these are powers beyond our control, we can only shrug our shoulders at the Eurozone Financial Crisis, and laugh at the playing-out of “Dinner for One.”

But come New Year’s Eve 2012, it’s hard to tell whether the comedy that has entertained Germans since 1963, will still look quite so funny. It’s unlikely James the Butler/Nicholas Sarkozy will survive April/May’s coming elections to “follow the usual procedures” on December 31st.  Sophie/Angela Merkel will have to find somebody else to bang her dinner-gong and pour her champagne.

Richard House